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Read more by Priya Mehta

24 September 2024
Building operational resilience: implications for your business
On 28 May 2024, FCA published a new  webpage  providing key insights and observations for firms preparing to comply…
Read more 20240924
24 September 2024
Skilled person reports - Q4 2023/24
This article details the key takeaways from the the skilled persons report for the investment management sector.…
Read more 20240924
20 June 2024
AIFMD II – what you need to know
Discover the key changes that fund managers need to pay attention to…
Read more 20240620
20 June 2024
Preparing your firm's financial information – minimum standards
In this insight, we have compiled a checklist of ‘to-dos’ to prevent any delays in the processing of your…
Read more 20240620
The FCA’s observations on the IFPR implementation and the ICARA process
FCA published their ‘initial’ observations on how firms are implementing requirements on the internal capital…
Read more 20230228
MIFIDPRU Disclosures – what do you need to know?
Getting your MIFIDPRU disclosures right - what your firm should know…
Read more 20230118
Investment Firms Prudential Regime (IFPR) – initial assessment and risk management expectations
The implementation date for IFPR is fast approaching. Is your firm prepared?…
Read more 20210527
The FCA releases its second IFPR consultation paper (CP21/7)
The FCA has now published it’s long awaited second consultation paper CP21/7.…
Read more 20210420
Investment Firms’ Prudential Regime (IFPR) – Act now
With less than a year left for implementation, preparing for the FCA’s IFPR effective 1 January 2022 should be at the…
Read more 20210217
CP20/24 - FCA consult on new prudential regime for investment firms (IFPR)
The third insight in our series of articles on the new prudential regime.…
Read more 20210107
IFPR - implementation delayed by six months
The third insight in our series of articles on the new prudential regime.…
Read more 20201119
IFPR – A new regime, a new landscape for investment firms
We are delighted to publish the second insight of our series of articles on the new prudential regime.…
Read more 20200716
26 June 2020
A new UK prudential regime for MiFID investment firms – one year to prepare
A new UK prudential regime for MiFID investment firms – the one-year countdown begins. …
Read more 20200626
Regulatory Capital – Is it adequate for the times ahead?
On 17 April the FCA provided an update on financial resilience for FCA solo-regulated firms, with a clear message that…
Read more 20200612
12 June 2020
The FCA’s latest guidance advises having ‘Skin in the game’
The helpful guidance gives a clear explanation of the ‘self-assessment’ that firms need to complete…
Read more 20200612
Running remote working teams during COVID-19
Guidance to support you adjust to your new way of remote working.…
Read more 20200329
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