CASS audits for FCA regulated businesses

Client money (CASS) assurance

Many FCA-regulated firms, such as Designated Investment Firms and Mortgage and General Insurance Firms, need a CASS Assurance Report as required by the FCA’s Client Asset Sourcebook (CASS) rules, as well as a statutory audit.

There are two types of CASS Assurance Report that we can provide:

• Reasonable Assurance Reports – a ‘positive opinion’ that the firm is correctly applying the CASS requirements.
• Limited Assurance Reports – a report that states we have found nothing to indicate that the firm has breached the CASS requirements.

The type of report required depends on your firm’s activities and permissions. Our report will be tailored to your needs.

The CASS client money rules are a complex and detailed area. At Buzzacott, our dedicated specialist CASS team has an in-depth understanding of these rules and how they can impact on your firm. We have years of experience delivering quality, relevant CASS Assurance Reports.

Why work with Buzzacott?

• Strong client relationships built on trust
• Best practice and relevant sector experience leveraged for your advantage
• Work with your peers and sector experts with our hands-on senior team
• Benefit from a single point of contact with all services offered from a single location
• Proactive, responsive joined up approach
• Quick and easy quote

Get in touch below to speak to an appropriately qualified auditor who can deliver FCA financial audits in line with FCA audit requirements.